Canadian Companies and Fund Votes | CII Teleconference: Sustainability - How Companies are Moving Beyond Compliance. June 25, 2010 | ||
| NEW Research Report: Mutual Funds and Climate Change: Growing Support for Shareholder Resolutions. Rob Berridge and Jackie Cook. June 2010 | ||
| Research Report: Proxy Voting by Canadian Funds: 2006-2008. Laura O'Neil and Jackie Cook. June 2009 | ||
| Research Report: Mutual Funds and Climate Change: Growing Support for Shareholder Resolutions. Rob Berridge and Jackie Cook. May 2009 | ||
| Mutual Funds' Votes on Executive Compensation Resolutions (posted Oct. 21, 2008) | ||
| Mutual Funds' Votes on Say-on-Pay at 'Bailout Banks' (posted Oct. 16, 2008) | ||
| Mini Survey of Mutual Funds' Votes: 2004-2008 (posted Sept. 15, 2008) | ||
| Compare Governance with Social Responsibility Resolutions (2008) | ||
| Compare Management with Shareholder Resolutions (2008) | ||
| Votes on Management Resolutions (2004-2008) | ||
| Votes on Shareholder Resolutions (2004-2008) | ||
| Votes on Director Elections (2004-2006) | ||
| Votes on Corporate Social Responsibility Resolutions (2004-2008) | ||
| Votes on Corporate Governance Resolutions (2004-2008) | ||
| SUPPORT FOR SHAREHOLDER-SPONSORED CSR RESOLUTIONS BY FUND FAMILIES FROM 2004 TO 2008 | ||
| Fund Family | % Support for CSR Resolutions (2004 2005 2006 2007 2008) | Unique Resns Voted (2004/2005/2006/2007/2008) |
| ABN AMRO |  | 234 / 294 / 185 / 0 / 0 |
| ADVISORS |  | 0 / 0 / 0 / 0 / 161 |
| AEGON |  | 2023 / 1705 / 731 / 755 / 0 |
| AIM |  | 999 / 952 / 803 / 669 / 442 |
| ALGER |  | 362 / 430 / 313 / 182 / 0 |
| ALLIANCEBERNSTEIN |  | 587 / 534 / 524 / 554 / 597 |
| ALLIANZ |  | 0 / 388 / 408 / 426 / 499 |
| AMERICAN |  | 425 / 541 / 326 / 483 / 466 |
| AMERICAN CENTURY |  | 1452 / 1585 / 1458 / 1818 / 1984 |
| AMERISTOCK |  | 72 / 61 / 65 / 0 / 0 |
| AMERITAS |  | 301 / 290 / 227 / 247 / 254 |
| AMIDEX |  | 0 / 0 / 12 / 0 / 0 |
| ARIEL |  | 42 / 13 / 19 / 13 / 0 |
| ARTISAN |  | 13 / 15 / 18 / 26 / 29 |
| ASTON |  | 0 / 0 / 0 / 129 / 0 |
| BARCLAYS GLOBAL INVESTORS |  | 983 / 164 / 156 / 158 / 0 |
| BEAR STEARNS |  | 89 / 0 / 0 / 0 / 0 |
| BERKSHIRE |  | 3 / 1 / 1 / 7 / 0 |
| BLACKROCK |  | 279 / 406 / 437 / 955 / 797 |
| BRIDGEWAY |  | 158 / 252 / 203 / 249 / 252 |
| CALVERT |  | 275 / 246 / 293 / 230 / 255 |
| CAPSTONE |  | 177 / 22 / 1 / 4 / 5 |
| CATHOLIC FUNDS |  | 166 / 159 / 101 / 9 / 0 |
| CITIZENS |  | 190 / 163 / 314 / 106 / 32 |
| COLUMBIA |  | 193 / 129 / 965 / 1486 / 0 |
| COVENTRY |  | 294 / 300 / 202 / 179 / 0 |
| CREDIT SUISSE |  | 229 / 202 / 299 / 148 / 443 |
| DAVIS |  | 28 / 21 / 16 / 26 / 21 |
| DELAWARE |  | 414 / 269 / 184 / 83 / 0 |
| DODGE & COX |  | 74 / 64 / 96 / 98 / 97 |
| domini |  | 207 / 64 / 69 / 49 / 59 |
| DREYFUS |  | 697 / 572 / 554 / 538 / 344 |
| DWS (DWS SCUDDER) |  | 0 / 0 / 194 / 405 / 674 |
| ENTERPRISE |  | 491 / 273 / 28 / 16 / 0 |
| ETRADE |  | 0 / 182 / 170 / 136 / 0 |
| EXCELSIOR |  | 213 / 169 / 120 / 75 / 0 |
| Federated |  | 671 / 625 / 576 / 556 / 678 |
| FIDELITY |  | 2163 / 1858 / 1860 / 1446 / 745 |
| FIFTH THIRD |  | 449 / 440 / 446 / 135 / 243 |
| FIRST EAGLE |  | 43 / 20 / 40 / 54 / 18 |
| FRANKLIN |  | 958 / 720 / 836 / 859 / 764 |
| GABELLI |  | 217 / 209 / 0 / 226 / 0 |
| GARTMORE |  | 326 / 450 / 914 / 0 / 0 |
| GOLDMAN SACHS |  | 650 / 574 / 859 / 910 / 528 |
| GREEN CENTURY |  | 0 / 3 / 14 / 0 / 0 |
| HARBOR |  | 34 / 62 / 59 / 73 / 56 |
| INCOME FUND OF AMERICA |  | 80 / 79 / 65 / 0 / 0 |
| ING |  | 2313 / 3235 / 3219 / 3131 / 3780 |
| INTEGRITY |  | 69 / 58 / 43 / 46 / 0 |
| INVESTMENT CO OF AMERICA |  | 112 / 109 / 103 / 0 / 0 |
| JANUS |  | 1324 / 1205 / 1151 / 1309 / 1224 |
| JOHN HANCOCK |  | 0 / 1806 / 2613 / 2195 / 0 |
| JP MORGAN |  | 123 / 54 / 100 / 101 / 0 |
| LAZARD |  | 154 / 156 / 252 / 202 / 0 |
| LEGG MASON |  | 145 / 134 / 1224 / 1200 / 1231 |
| LIBERTY |  | 91 / 96 / 46 / 49 / 0 |
| LONGLEAF |  | 17 / 16 / 11 / 0 / 0 |
| LORD ABBETT |  | 518 / 609 / 570 / 256 / 0 |
| MANUFACTURERS |  | 1849 / 0 / 0 / 0 / 0 |
| MASSACHUSETTS INVESTORS |  | 62 / 49 / 50 / 34 / 45 |
| MASSMUTUAL |  | 1316 / 1643 / 1458 / 1689 / 891 |
| MELLON |  | 335 / 324 / 72 / 338 / 46 |
| MERRILL LYNCH |  | 332 / 366 / 232 / 0 / 0 |
| MFS |  | 1134 / 783 / 646 / 576 / 426 |
| MMA PRAXIS |  | 77 / 74 / 61 / 79 / 145 |
| MORGAN STANLEY |  | 2065 / 1551 / 1616 / 1316 / 1947 |
| NATIONS |  | 606 / 604 / 0 / 0 / 0 |
| NATIONWIDE |  | 0 / 0 / 0 / 1146 / 0 |
| NEUBERGER BERMAN |  | 128 / 94 / 191 / 168 / 0 |
| NEW RIVER |  | 0 / 18 / 15 / 9 / 0 |
| NUVEEN |  | 127 / 110 / 135 / 0 / 0 |
| OPPENHEIMER |  | 347 / 352 / 381 / 301 / 376 |
| PARNASSUS |  | 38 / 23 / 71 / 38 / 58 |
| PAX |  | 14 / 12 / 21 / 18 / 0 |
| PHOENIX |  | 1753 / 1041 / 931 / 830 / 1318 |
| PIMCO |  | 673 / 0 / 0 / 0 / 0 |
| PIONEER |  | 449 / 415 / 460 / 482 / 449 |
| PUTNAM |  | 529 / 416 / 452 / 394 / 1738 |
| QUAKER |  | 56 / 13 / 58 / 34 / 0 |
| RIVERSOURCE (AXP) |  | 1179 / 1083 / 1097 / 1041 / 1172 |
| RUSSELL (FRANK RUSSELL) |  | 1168 / 1129 / 981 / 977 / 0 |
| SAFECO |  | 267 / 12 / 0 / 0 / 0 |
| SALOMON |  | 228 / 249 / 278 / 0 / 0 |
| SCHRODER |  | 136 / 142 / 136 / 119 / 122 |
| SCHWAB |  | 182 / 180 / 172 / 179 / 0 |
| SCUDDER |  | 606 / 497 / 0 / 0 / 0 |
| SIERRA CLUB |  | 7 / 13 / 0 / 0 / 0 |
| SMITH BARNEY |  | 1267 / 1229 / 0 / 0 / 0 |
| STATE STREET |  | 633 / 245 / 156 / 158 / 0 |
| STEWARD |  | 129 / 145 / 198 / 267 / 178 |
| STRONG |  | 532 / 49 / 0 / 0 / 0 |
| SWIB |  | 158 / 0 / 118 / 19 / 0 |
| T ROWE |  | 1589 / 1463 / 1456 / 1278 / 1482 |
| TEMPLETON |  | 66 / 65 / 51 / 42 / 49 |
| TIAA-CREF |  | 1165 / 1290 / 2811 / 980 / 1651 |
| TRAVELERS |  | 732 / 868 / 298 / 0 / 0 |
| TRILLIUM |  | 123 / 133 / 10 / 0 / 0 |
| UBS |  | 0 / 0 / 0 / 0 / 257 |
| VAN KAMPEN |  | 359 / 523 / 524 / 707 / 638 |
| VANGUARD |  | 2060 / 1896 / 1878 / 2188 / 1686 |
| WELLS FARGO |  | 1311 / 2503 / 1449 / 732 / 702 |
| WINSLOW |  | 0 / 0 / 2 / 0 / 0 |